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Federally Licensed Firearms Collectors

              A collector of curios or relics may obtain a collector's license under the Gun Control Act of 1968 (Chapter 44 of Title 18, United States Code) and the Federal firearms regulations, 27 CFR Part 178. The privileges conferred by this license extend ONLY to curio or relic transactions, as discussed in detail below. In transactions involving firearms not classified as curios or relics, the licensed collector has the same status as a non-licensee.

A person need not be federally licensed to collect curios or relics. However, the individual must be licensed in order to lawfully receive curios or relics by shipment from outside his or her State of residence. Federal law, regulations, and general information pertaining to licensed collectors and curios or relics can be found in ATF Publication 5300.4, "(Your Guide to) Federal Firearms Regulation." Record keeping requirements for licensed collectors are discussed in detail in Part 178 of Title 27, Code of Federal Regulations.

Curios or Relics

As set out in the Federal regulations (27 CFR 178.11), curios or relics include firearms which have special value to collectors. These firearms have special value because they possess some qualities not ordinarily associated with firearms intended for sporting use or as offensive or defensive weapons. To be recognized as curios or relics, firearms must:

  1. Have been manufactured at least 50 years prior to the current date, but NOT including replicas thereof; or
  2. Be certified by the curator of a municipal, State or Federal museum which exhibits firearms to be curios or relics of museum interest; or
  3. Derive a substantial part of their monetary value from the fact that they are novel, rare, or bizarre, or from the fact of their association with some historical figure, period, or event.

THIS LIST IS COMPOSED OF FOUR MAJOR SECTIONS:

SECTION I. Ammunition Classified as Curios or Relics: "Ammunition" [as now defined in 18 U.S.C. 921(a)(17)(A)] has been deleted as items to be classified as curios or relics by the Congress during 1986. We have continued the listing herein only as a service to those who may rely or have relied on this list as a means of evaluation. "Ammunition" is not to be confused with "armor piercing ammunition" defined during 1986 in Section 921(a)(17)(B).

SECTION II. Firearms Classified as Curios or Relics Under 18 U.S.C. Chapter 44: Licensed collectors may acquire, hold or dispose of these firearms as curios or relics. However, they are still "firearms" as defined in 18 U.S.C 921(a)(3) and are, therefore, subject to all Chapter 44 controls. Generally, this category includes commemorative handguns, semiautomatic pistols, revolvers and rifles.

SECTION III. National Firearms Act Weapons Removed From the National Firearms Act as Collectors' Items and Classified as Curios or Relics Under 18 U.S.C. Chapter 44: Weapons in this Section are excluded entirely from the provisions of the National Firearms Act (NFA) [26 U.S.C. Chapter 53]. Thus, approval from ATF to transfer these weapons is not required. They need not be registered in the National Firearms Registration and Transfer Record; there is no transfer tax liability. These weapons are still "firearms" under Chapter 44, and remain subject to regulation under Part 178. Licensed collectors may receive these weapons in both intrastate and interstate commerce, and may transfer them intrastate to both licensees and non-licensees and interstate to licensed collectors and other licensees. While transfer may be made interstate to another licensee, they cannot be shipped interstate to a non-licensee. NOTE: Certain antique firearms are discussed and listed in Section IIIA.

SECTION IV. National Firearms Act Weapons Classified as Curios or Relics Under 18 U.S.C. Chapter 44: These weapons (e.g.,machine-guns), are firearms within the scope of the National Firearms Act (NFA) [26 U.S.C. Chapter 53] and are subject to all the Act's provisions. Accordingly, these weapons cannot be lawfully transferred or received unless they are registered in the National Firearms Registration and Transfer Record, at ATF Bureau Headquarters. Once the registration requirements have been met, transfer may be made either intrastate or interstate to licensed collectors on ATF Form 4, "Application For Tax Paid Transfer and Registration of a Firearm." In each instance, the appropriate transfer tax must be paid and ATF must first approve the transfer application. The application to transfer must be accompanied by an individual transferee's fingerprints and photograph as prescribed on the form. The form also contains a law enforcement official's certification which must be completed.

Unserviceable weapons are still subject to the provisions of the National Firearms Act, except that they may be transferred free of transfer tax on ATF Form 5, "Application For Tax Exempt Transfer and Registration of a Firearm." Questions concerning the lawfulness of transactions in these weapons should be directed to the Bureau of ATF, National Firearms Act Branch, Washington, DC 20226.

Questions concerning the criteria for rendering a specific weapon unserviceable should be directed to the Firearms Technology Branch at the same address.

The Licensed Collector's Activities

Subject to other applicable provisions of the law and regulations, a collector's license entitles its holder to transport, ship, receive and acquire curios or relics in interstate or foreign commerce, and to dispose of curios or relics in interstate or foreign commerce to any other Federal firearms licensee. However, restrictions are imposed on importations into the United States. Only licensed importers can bring in military firearms. Military surplus firearms sold under "Lend Lease" and similar arms assistance programs can not be imported, as these weapons are prohibited by the Arms Export Control Act of 1976 (22 U.S.C. 2778). Those collectors having questions concerning the improbability of specific curio or relic firearms should contact the Bureau of ATF, Firearms and Explosives Imports Branch, Washington, DC 20226.

The principal advantage of a collector's license is that the collector can acquire curios or relics from both licensees and nonlicensees without regard to his/her State of residence. A licensed collector may acquire and dispose of curios or relics at any location, the only limitation being that a disposition made to a nonlicensee is to be made to a resident of the same State in which the collector is licensed.

Restrictions on the Licensed Collector's Activities

As previously stated, the collector's license covers only transactions in curios or relics. A licensed collector has the same status as a nonlicensee with respect to transactions in firearms that are not curios or relics. While a licensed collector may acquire curios or relics and dispose of same from a personal collection, the collector is not authorized to engage in business as a dealer in curios or relics. A dealer's license is required for this activity. If the curios or relics acquired include National Firearms Act weapons, the collector is liable for the special (occupational) tax prescribed by the National Firearms Act. The sole intent and purpose of the collector's license is to enable a firearms collector to enhance a collection of curios or relics.

Collectors Wishing To Obtain a Determination

Collectors wishing to obtain a determination whether a particular firearm qualifies for classification as a curio or relic in accordance with 27 CFR 178.11, 178.26 or 179.11, should submit a written request for a ruling. The letter should include: In some cases, actual submission of the firearm may be required prior to a determination being made. Please submit your request to:

   Bureau of Alcohol, Tobacco and Firearms Firearms
             Technology Branch, Room 2208
             1200 Pennsylvania Avenue, NW 
                   Washington, DC 20226

Go back to the previous section: ATF Publication 5300.11

Go forward to the next section: Section I.


ATF P 5300.11 (12/89) --------- Pages 1-4

Curios & Relics Home Page -- (c) 1995 Mark R. Cervarich -- mark@shelfspace.com